Responsible Disclosure Policy Of Better Capital

  • Ram Vaidyanathan
  • Aug 9th 2021
Responsible Disclosure Policy Of Better Capital banner

Better Capital believes in a "responsible disclosure policy." For our disclosure policy, we have identified five categories of individuals who should not be considered for employment:

  1. Non-users of the Better Capital product or service - The Better Capital product or service is not available to that person.
  2. Persons under 18 years old - Persons under 18 years old are not permitted to participate in any business conducted through the company’s website, including investment activities.
  3. Collectors of social security numbers and bank account numbers - Collecting social security and bank account information without consent is expressly prohibited by law, and employees are prohibited from offering this type of information to people they do not know personally.
  4. Persons who are unwilling to sign a Better Capital non-disclosure agreement - Employees are prohibited from disclosing company information to third parties.
  5. Persons who are not willing to comply with Better Capital’s anti-fraud policy - Employees are expected to conduct themselves in accordance with the Better Capital anti-fraud policy.

No employee or volunteer for the company is permitted to solicit or request the personal information of any person (such as name, address, date of birth, financial information, social security number, etc.) through telephone calls or emails for purposes other than the purpose of conducting business between the company and the individual.

Personal information collected through the company’s website or other online services may be used in connection with the company’s business activities. We are not responsible for personal information that is disclosed to other parties by way of submission of an inquiry, and we do not guarantee how these parties will use that information.

Better Capital reserves the right to request a minor's parent or legal guardian to provide consent on behalf of the minor prior to opening a Better Capital account. No person shall have access to any personal information until he/she submits signed written permission from the parent or legal guardian granting such access. Without this written permission, Better Capital cannot grant access.

Better Capital may disclose personal information in response to a subpoena or other lawful process. We may also disclose personal information where necessary to protect our rights or the rights of others, or if we have reason to believe that disclosing this information is necessary to identify, contact or bring legal action against someone who may be causing injury to person(s) or property.

Better Capital requires all employees and volunteers of the company to comply with all applicable laws and regulations governing financial and consumer transactions as well as privacy issues when they are dealing with customers, prospects, and external third parties.

If you have any questions about our disclosures, please email us at [email protected].

The Better Capital website is a portal to information on investment opportunities, expert commentary, and resources that help investors make sound financial decisions. The site provides educational tools and the latest news on topics including exchange-traded funds (ETFs), fixed income ETFs, investment funds, retirement planning, investing, and portfolio management.

The information on this website is for educational purposes only and is not intended to provide investment, tax, or legal advice. Neither Better Capital nor its affiliates recommend that any individual purchase or sell securities of a specific company or engage in a specific investment strategy.

All content provided on this website is for informational purposes only and does not constitute an offer to sell or solicitation of an offer to buy securities over the internet. Investors should be aware that they are legally liable for any purchase made based on the information contained herein.

Better Capital offers investors an online platform where they can research and invest in exchange-traded funds (ETFs). The Better Capital ETF platform is the only comprehensive and organized website providing access to all ETFs. The homepage includes a section of the Better Capital portfolio, which tracks the performance of the better capital investment portfolio over time.

The Better Capital investment portfolio provides investors with access to hundreds of low-cost exchange-traded funds ('ETFs') that track broad, global indexes such as stocks, bonds, and U.S. treasuries. Investors can also choose from a wide variety of strategies and their risk tolerance levels to customize their portfolios for a variety of goals.

Better Capital supports its investment service through commission salespeople who manage accounts for individuals. The Better Capital sales team is managed by the Better Capital marketing department using its proprietary software. This software allows the Better Capital marketing team to monitor and analyze data on an ongoing basis and makes it easier to manage field representatives who offer ETF products to individuals.

Better Capital and Better Capital Advisors LLC are affiliates of Better Capital LLC. Better Capital does not sponsor, recommend or endorse any advisers, investment products, or services made available through the Better Capital network.

As an independent registered broker/dealer, Better Capital will disclose compensation and other potential conflicts of interest as required under applicable regulations such as FINRA Rule 3570. However, this disclosure may not include disclosures for all conflicts that may exist due to affiliate relationships or other arrangements that may have been entered into between unaffiliated parties. Not all persons associated with our company are licensed brokers/dealers in all states.

The Better Capital website does not provide investment advice and does not endorse or sponsor any specific products, services, or strategies. The website provides general information regarding the purpose of a registered investment adviser, the benefits of hiring an investment adviser, and general information about various topics related to investing. The information provided on this website is not intended to be used as a tool for making individual investment decisions.

Market timing and stock picking are not guaranteed to work under all market conditions. An investor should consult an expert tax advisor regarding tax considerations before selecting any particular securities or strategies discussed herein.

Investors should consult their own investment advisers concerning the suitability of any security, portfolio transaction, or investment strategy discussed here within their particular circumstances. The information provided here is not intended as a substitute for specific individualized investment advice.

The fact that any organization mentioned here or Mark Cuban or any people mentioned here endorse the services of Better Capital Advisors LLC, Better Capital, or the companies in which Better Capital has an interest should not be interpreted as indicating that it is advisable to buy or sell securities from this company. The mention of companies in which Better Capital has an ownership interest should not be considered a specific endorsement of those companies by Better Capital. Any perceived slant toward a particular company is unintentional and may change at any time based on such a company's financial performance and market conditions.

Better Capital Advisors LLC may receive compensation for serving as an umbrella organization for registered representatives. This compensation may come from common funds shared by all registered representatives or through separately negotiated agreements that are not based on the amount of revenue generated by individual representatives.

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